FNS40821 Certificate IV in Finance and Mortgage Broking

Currenttraining.gov.au: current

Australia's national training register lists FNS40821 as current. It publishes no end date for the currency period.

Product type
Qualification
Training package
FNS — Financial Services Training Package
Currency period ends
no end date published
Latest release
Release 2 · 15 June 2022 · 2 releases in all
Supersedes
FNS40820
Superseded by
nothing — no replacement listed

Where the register points next

training.gov.au points at nothing after FNS40821: it is the current product, and no replacement is listed.

This product is listed on the National Schedule of Training Product Development: under review by Future Skills Organisation (Training Product (TP) Update: Diploma / Cert IV in Finance and Mortgage Broking), expected submission to the Assurance Body 29 January 2027. That is a submission date, not a supersession date: assurance, endorsement and publication follow, so a new version can only reach the register after it.

Source: National Schedule of Training Product Development, training.gov.au (© Commonwealth of Australia), licensed under Creative Commons Attribution 4.0. Excludes the Commonwealth Coat of Arms, trademarks and third-party material. View the Schedule. Schedule read on 25 August 2026 UTC.

What the register says changed

These are the mapping notes training.gov.au attaches to each supersession, quoted as the register writes them. They are the only public record of what actually changed between two versions.

  • FNS40820FNS40821equivalent26 January 2022

    The register records this supersession but attaches no note on what changed.

Is FNS40821 on your scope?

This page is the register's record of one product. What it cannot tell you is whether FNS40821 sits on your own scope today, or what else on that scope has moved without anyone noticing. Enter your RTO number and we read every product on your live scope against training.gov.au and tell you which ones are superseded and which replacements the register flags not equivalent.

Public code, nothing else. We read your live scope from training.gov.au and answer here — nothing is stored unless you ask us to watch it.

Whether a supersession requires anything of you, and what, sits with you and your regulator. This page maps what the register records; it does not make that judgement. If the difference between an equivalent and a non-equivalent replacement is the question, we wrote it up in equivalent vs not equivalent.

What FNS40821 is made of

training.gov.au lists 27 units for FNS40821: 7 core and 20 elective. To complete it, the register publishes a rule of 7 core units plus 5 electives12 units in all.

Core units 7 listed

CodeUnitIn this product
BSBPEF501Manage personal and professional developmentcurrent
FNSCUS511Develop and maintain professional relationships in financial services industrycurrent
FNSFMB411Prepare loan applications on behalf of clientscurrent
FNSFMB412Identify client needs and present broking optionscurrent
FNSFMK515Comply with financial services regulation and industry codes of practicecurrent
FNSINC411Conduct work according to professional practices in the financial services industrycurrent
FNSINC412Apply and maintain knowledge of financial products and servicescurrent

Elective units 20 listed

CodeUnitIn this product
BSBESB401Research and develop business planscurrent
BSBOPS304Deliver and monitor a service to customerscurrent
BSBOPS404Implement customer service strategiescurrent
BSBPEF402Develop personal work prioritiescurrent
BSBTEC301Design and produce business documentscurrent
BSBTEC302Design and produce spreadsheetscurrent
FNSASIC311Establish client relationship and analyse needscurrent
FNSASIC312Provide personal advice on non-relevant financial productscurrent
FNSCRD401Assess credit applicationscurrent
FNSCRD412Establish and maintain appropriate security options for credit facilitiescurrent
FNSCRD413Manage and recover bad and doubtful debtscurrent
FNSCUS403Deliver a professional service to customerscurrent
FNSFLT411Determine financial requirements of small businessescurrent
FNSFMB511Implement credit contracts in preparation for settlementcurrent
FNSFMB513Present credit options to clients with special financial circumstancescurrent
FNSINC513Identify and apply complex ethical decision making to workplace situationscurrent
FNSINC514Apply ethical frameworks and principles to make and act upon decisionscurrent
FNSMCA413Identify and manage individuals experiencing hardshipcurrent
FNSSAM413Identify and provide initial information to potential new clientscurrent
FNSSAM421Provide information on financial products and services to clientscurrent

Core and elective are the register's own flags on the unit grid of the release read here. "Not current" means training.gov.au no longer recommends that unit for use inside this product — it does not say anything about the product itself.

Source: this product on training.gov.au, Australia's national training register — or go straight to the units it requires. The rule itself is item 14 of F2025L00355, and ASQA publishes the extensions it has granted. Read on 28 August 2026 UTC. Every code, title, date, status and equivalence flag on this page is the register's; nothing here is estimated or inferred, and where the register publishes nothing we say so.

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